Tag: DOL

The 401(k) industry is complex. With a mixture of rules and regulations that are written and enforced by more than one government organization, there are a plethora of complications that can arise. Every year, 401(k) plans around the country are subject to government non-discrimination and coverage testing. Because the U.S. Government offers substantial tax benefits […]

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When referring to 401(k) audits, most plan sponsors understand the basic concepts of the annual audit attached to the IRS Form 5500 for plans greater than 100 participants. The auditor is onsite for a couple of weeks and gathers the needed information pertaining to the financials of the plan. But what happens when the government […]

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The 401(k) industry is changing. It has been slowly evolving over the past 30 years, but recently has seen fairly significant developments. There is a lot of buzz in the space about 401(k) lawsuits and fiduciary responsibility. The largest companies across the nation have already started to thoroughly review their plans to make sure they […]

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